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house elf write-up, 2nd revision

  • Jun. 11th, 2005 at 1:12 AM
Grimnir
House Elf Domestication and Sociobiology

It is clear that are strong constraints on the behavior of modern house elves. It is also clear that they have great power. This begs the question: what is the vulnerability that allows them to be so constrained?

From Dobby's situation in Chamber, we know there are magical constraints placed on the house elves. Dobby wishes to leave the service of the Malfoys, but is incapable of doing so, because of the magical bindings that hold him.

But there are also psychological aspects of the subservience of the elves. We know this from the seeing the house elves at Hogwarts. If those elves wanted to be free, they would be. Dumbledore does not hold them against their will. Instead, they scorn Dobby's shameful behavior.

I believe house elves are the product of domestication. Humans have exploited certain key aspects of the house elf psychological/sociobiological make up, and run a program of selective breeding to enhance those traits which made them useful and tractable.

Most of humanity's succesful domesticates are species with structured hierarchs in their natural social structures. Dogs are easy to domesticate because in their natural state they have dominant members of the pack. As result, you don't need to teach them to be subservient, you just need to present yourself as the packleader.

I think the situation with house elves is similar. In fact, I see a similar kind social approach in wild elves, as to wolves, or Florida scrub jays. I see the wild precursor of the house elves, similar to these animals, being more or less based around permanently monogamous, permanently territorial family groups. In these groups, offspring remain with their parents as non-breeding adolescents and adults and help raise their younger siblings.

This is supported by the kinds of tasks we see house elves performing: cleaning and feeding. In fact, the elves at Hogwarts seen to delight in feeding people. These are nest-tending, young-raising tasks.

This social set-up points to adaptation to one or, more likely, both of the following:
1. House elf children need a lot of care over an extended period of time.
2. Wild elves have very specific needs for breeding territories, for example suitable den-sites, or food density.

In particular, I see den sites as the limiting constraint. An elf pair has very specific ideas of what is a suitable site to set up a den, and starting raising offsrping.

So most territories are filled by long-lived adults, and an adolescent striking out on their ownn is unlikely to be succesful, so they stick around, wait for their parents' territory to become available, and in the mean time add to the success of their siblings, which share a similar amount of their genome as their offspring would, anyway.

This is the progression I see, leading up to the current situation of domestic house elves.

Wild elves are a bit like garden gnomes, pests. But they are much more powerful, and more problematic. They don't just want to live in your garden, they want to live in your house, and more over, they want to re-make it into an elf-den and they're perfectly capable of doing so. A human house, especially a large house, is an ideal den site for elves.

When a pair of young adult elves claim a house as a den site, here are several possibly ways the elves may see the human inhabitants:

A. The most likely elf viewpoint is that the house is simply a den site, and humans are pests in the den. The elf pair moving into the house is fully mature and ready to start breeding. Except with the expenditure of great effort to evict these powerful, territorial creatures, you can go find yourself a new house.

B. Some elves may recognize some human claim on the house, and perceive a dual hierarchy in house. The use of the house is to be negotiated between the two inhabiting family groups. The pair is fulyl mature and ready to start breeding. Since wild elves have very different ideas about what a home should be, conflict inevitably arise. Sooner or later, this will likely dissolve into situation A.

C. The pair percieve the human owners as being the patriarch and matriarch of the territory they now live in. The pair will not breed, but instead will wait until the "dominant pair" dies. At that point, they will compete with the human heirs for dominance of the site. They will either cede the dominance to the human heirs (and, eventually die of old age without reproducing), or at some point decide they have won the dominance. When the humans refuse to acknowledge their authority, they will attempt to evict what they percieve as unruly and abberant members of the group.

D. The elf pair is abberant: they recognize the dominance of the human inhabitants, but breed anyway. This is an unnatural behavior, which directly conflicts with the standard social structure of the elves; i.e. to other elves, they are perverts. To humans, this is ideal. At least, it is if you manage to teach them what a house is supposed to be like, so they don't go around helpfully re-arranging your house into an elf-den.

The elves of in situation D will not necessarily breed true. Their offspring may be normal elves, and in the next (elf) generation the situation will revert to A, B, or C.

But the elves in situation D have a reproducative edge not shared by elves in the other situations: breeding adults with access to artificial and abundant den sites, without conflict with the resident humans. Eventually chance creates a true-breeding strain of elves who approach house as in D.

This begins the process of elf domestication and the creation of the house elf, It is a rocky process. There are throwbacks to non-subervient elf types resulting in renewed elf-human conflict. There are also plenty of wild elves.

It is some time at this stage that the magical binding is placed on the elves, to reduce the damage caused by throwbacks. The wizards are able to powerfully bind the elves because it is only a reinforcement of a subervience the elves have already given to the humans.

It is also around this point that there is a concerted effort to wipe out the dangerous wild elves from populated areas.

Case studies:

Dobby.

Dobby is something of a throwback. He is not anywhere near to being a healthy, wild elf, but he does not fully accept his subervience. When Lucius's parents died, Dobby, at some physio-emotional level, expected his turn to take over as the patriarch of the house. The Malfoys have had to use draconian measures to keep him under control since.

Though Dobby watches out for his family, he also resents them. Draco, especially, is proof that Lucius is patriarch, not him. Hearing Draco complain about Potter all summer after first year, Dobby takes the idea of Harry as a rival to Draco and lathces it into his own rivalry with Lucius, at some level taking Harry as his surrogate child in the struggle. Success for Draco is a success for Lucius as a patriarchal figure. If Dobby foils Lucius's plots, that weakens Lucius. To foil them using Harry is, in Dobby's head, a strengthening of his own bid for patriarch.

When Dobby is freed, released from subervience, he becomes and odd sort of mature, thus his attachment to Winky: it is a shadow of the pair-bonding which should go along the maturation process, in wild elves.

Winky.

Winky is not a throwback. She fully accepts the subervience which has been bred into her physio-emotional make up. She defies her master not because she believes in her own authority, but because authority is coming into diret conflict with the nesting instinct. Obeying the patriarch is conflicting both with obeying the matriarch, and also with looking after the young.

Comments

[info]fizzygp wrote:
Jun. 11th, 2005 02:54 pm (UTC)
I love it.
[info]tiferet wrote:
Jun. 12th, 2005 03:33 pm (UTC)
This is an interesting approach to the subject. I've always seen the elves as a variant of brownie--there are in actual legend faerie creatures which attach themselves to, and care for, houses. They will accept food, but if given clothing or other goods, will leave in rage and disgust. I'm certain Rowling was aware of this; on the other hand, you can't keep a brownie if it doesn't want to stick around. How would you reconcile these two points of view?
[info]sedesdraconis wrote:
Jun. 12th, 2005 10:11 pm (UTC)
I agree, in out-of-story terms, house elves seem to be clearly based on legends of brownies.

But I don't see any evidence that Faerie operates in the the Harry Potter world, besides the differences you point out. So, in-story, what seems most logical is that legends of brownies are based on some kind of garbled report among muggles of house elves.
[info]tiferet wrote:
Jun. 12th, 2005 10:44 pm (UTC)
Do you then regard HP as science fiction? Personally, I would tend to go with a mythic/historical explanation rather than a scientific one in a fantasy milieu.

There are historical (Nicolas Flamel) and legendary (Merlin) wizards who are part of the HP history.
[info]sedesdraconis wrote:
Jun. 12th, 2005 11:19 pm (UTC)
The magic of Harry Potter seems definitely more scientific than mythic, to me. But I'd interested in hearing what kind of a mythic/historical, in-story explanation of house elves you'd go with would look like?

I personally have long, positive experience with science fiction in fantasy milieus. I had very early exposure to such settngs as Pern, and, especially, ElfQuest. My own work is also science fiction in a fantasy milieu.
[info]tiferet wrote:
Jun. 12th, 2005 11:39 pm (UTC)
Well, I always figured that they had been bound because they were dangerous to humans--just look at what Dobby gets up to.

I'm very much a non-fan of Richard Pini* and Anne McCaffrey, though I don't mind mixing science and fantasy--I just don't like science fantasy that attempts to do away with all the fantasy so much. I mean, I do like Darkover and Star Wars.

But I'm an occultist and I see so many things in the Potterverse that I'm familiar with in the early books. I haven't liked the later ones as much (I was quite turned off by the bad editing and floating brains in OOTP) because she's gone away from that and into something else that isn't that and isn't science fantasy either.

*Though I must admit I liked EQ a lot better before 1) Barry Blair got his mitts on it and 2) I met Richard Pini, who was, in my opinion, quite an asshat...
[info]sedesdraconis wrote:
Jun. 13th, 2005 01:10 am (UTC)
eh. Who's Barry Blair? I'm talkin' real ElfQuest: '78-'92.
[info]tiferet wrote:
Jun. 13th, 2005 01:32 am (UTC)
Yeah. I met Pini in 83, and watched him chase skirts throughout an entire con that Wendy was not at.

Then Blair came along, ugh. My first husband was soooooo into EQ. (Yes, I am old.)
[info]sedesdraconis wrote:
Jun. 13th, 2005 01:13 am (UTC)
Well, I always figured that they had been bound because they were dangerous to humans--just look at what Dobby gets up to.

I agree, and that explains why they're bound, but not why they truly love to serve, or how anyone was powerful enough to bind them. These are the questions I find interesting. *shrug*
[info]tiferet wrote:
Jun. 13th, 2005 01:31 am (UTC)
I'm more interested in *who* bound them, be that one individual or a group. Brownies like to serve--and perhaps sociobiology can explain that and perhaps it can't, but they do. They just don't like to be ordered about. I'm really interested in the nature of the binding, because it's hereditary--it's not just the elves who were alive at the time of the binding that are bound, it's all of their descendants. For a series of books the author claims are all about disproving that parentage matters, a whole effing lot of things are hereditary in it!
[info]chrysantza wrote:
Jun. 12th, 2005 03:35 pm (UTC)
I'm here via hogwarts_daily and this is a thought-provoking post. I hadn't thought about house-elf biology before. I once read something about meerkats (I believe) in Natural History magazine; these animals have a similar social structure. Only the alpha pair reproduce, and the rest of the pack all pitch in to help raise the youngsters. I believe wolves operate the same way.

I wonder where "wild" house-elves (only they wouldn't be house-elves) are found? And who thought of domesticating them and attaching them to a place? And if house-elves are ever allowed to breed eventually, thus ensuring their families don't lose their hereditary slaves? Is it ever stated how long house-elves live, and what the Blacks were to do once Kreacher died - find a new elf, or learn to do their own housework?
[info]sedesdraconis wrote:
Jun. 12th, 2005 10:26 pm (UTC)
Yes, I meerkats have a similar structure, and wovles definitely do.

House elves are clearly allowed to breed, because Kreacher's ancestors served in the Black household. I do not believe there is ever any indication of how long elves live. For various reasons, I don't think that it greatly exceeds the lifespan of a human (especially, a wizard), nor yet is much short than human lifepan.

I believe domestication started largely accidentally (I believe the same about real world domestications), simply due to the fact house elves which were both useful and reproductive would enjoy a competitive advantage over all other elves. So, it starts out as a distributed, piece-meal, gradual process that is not based on any understanding of the situation on the part of the humans who are laying the foundation.

Now, the binding. That's something that was presumably done at a specific time, by a specific person (or group of people), fully aware of what they were doing.

The binding happened after the domestication process had been going on for a little while. I'm inclined to think both happened a long, long time ago. The evidence is minimal, though.

p.s. I assume you mean [info]hogwarts_today? Interesting. I got linked faster than I could get back and edit :p
[info]impinc wrote:
Jun. 12th, 2005 10:48 pm (UTC)
I think it's entirely possible that they wouldn't be found anywhere. They may very well have been entirely eradicated.
[info]shaychana wrote:
Jun. 13th, 2005 12:41 am (UTC)
hm! very interesting, to take an evolutionary perspective to the house-elves. mmm lots of food for thought here. *chews cud*

Hearing Draco complain about Potter all summer after first year, Dobby takes the idea of Harry as a rival to Draco and lathces it into his own rivalry with Lucius, at some level taking Harry as his surrogate child in the struggle.

that bit is a very cool thought, an enlightening bit of analysis. i can definitely see truth in that, or at least acknowledge it as a possibility.

from an evolutionary perspective, it's a bit headache-inducing to contemplate jkr's non-human beings though. i highly doubt she'll ever reveal their histories in canon because i honestly don't believe she's thought about it that much, but if i were to fanwank the existence of house-elves (or giants, werewolves, goblins, centaurs, etc.), i'd say it's a combination of science and magic, and not so mechanical as you describe it in your thesis.

hagrid, charlie and sprout seem to work with crossing and breeding plants and animals, but we've never actually seen the process. with magic factored in, unlikely things can happen in the wizarding world (hagrid's parentage, for one). it's possible that the house-elves (or centaurs, etc.) were made and animated with magic, though i do like your idea of wild elves.
[info]sedesdraconis wrote:
Jun. 13th, 2005 01:24 am (UTC)
that bit is a very cool thought, an enlightening bit of analysis. i can definitely see truth in that, or at least acknowledge it as a possibility.

I've always been entertained by it. This is one of the most exciting things about finding (somewhat) rigorous explanations for phenomena, even in fantasy. By trying to find the background, the explanation, it leads you to odd and fun places you'd never have thought of if you didn't require such explanations; and then things start to snap into place in new and interesting ways.

Not sure what you mean by "not so mechanical". I don't particularly see it as a mechanical process, but as an emergent-biological process.
[info]shaychana wrote:
Jun. 13th, 2005 02:03 am (UTC)
mmm... i guess what i meant was that in such a magical environment, i'd expect for magic to play a role. your theory doesn't involve magic at all (until the binding), but takes as its precedent animal sociobiology. it's questionable if animals are a reasonable parallel, since animal behaviorism relies heavily on the determinism of instinct, while i think the house-elves are closer to people than animals in their ability to have higher-order functions. my first thought would be that house-elves were originally created by wizards (and simultaneously bound), rather than domesticated from the wild, which would also explain why house-elves are considered second-class beings in the wizarding world. occam's razor probably does apply in speculation of the origins of house-elves, but i can't judge whose explanation is simpler. i'd be willing to accept both as plausible, personally.
[info]kokuryuujoou wrote:
Jun. 14th, 2005 02:49 am (UTC)
I suppose you could try and fit in Occam's razor for the magic side, with "A wizard did it."
[info]shaychana wrote:
Jun. 14th, 2005 03:22 am (UTC)
*nods* though occam's razor could just as easily accept 'it's darwin.' jkr seems to want to have a mix, but she doesn't seem to have thought through/researched things too thoroughly, judging from what she's said on her website regarding colin's camera with magic/mechanics, or her genetic boo-boo when she attempted explaining the existence of wizards.
[info]sedesdraconis wrote:
Jun. 14th, 2005 09:05 am (UTC)
I'd be inclined to disagree that "A wizard did it" fits Occam's razor. The most powerful part of my theory, is it doesn't require anyone to have conciously acted to create house elves: the domestication of house elves falls out as a natural consequence of individual people (human and elf) going about their individual daily business.

(Somewhere, I half remember a quote about the temptation to say the answer to Occam's razor is always "god did it", but I can't quite remember. Perhaps in novel, Contact?)

I agree that elves are like humans in their ability to make concious decisions. I disagree that attempting to explain behavior based on socio-evolutionary/biological forces relies on determinism of instinct. I am perfectly willing to pull explanations of human behavior from our biological past. Our behavior is determined by these forces, but our behavior is strongly shaped by such.

Our decisions are shaped by our emotional make up, and our emotional make up is largely a set of physiological responses that evolved as mechanisms to aid survival and success, by guiding our choices in social, and other, matters.

The sociobiology and evolutionary past of elves does not force every elf to behave the same way when presented with a situation, but it does provide the framework for how they feel about the situation.

The emergent nature of the process (as I talk about my first paragraph of this comment) is also why magical forces are largeyl gloosed over in this explanation. The part of the process I'm focused on is not a process that depends specific actions that work to the goal, just the overall trends.

There is of course, lots of magic involved. The elves use magic both when they make themselves pests, and when they make themselves useful. Some animals with similar social structures use pheremones to inhibit the maturation/fertility of subdominant members of the group. It's entirely possible elves have a magical equivalent: the magical presence of a dominant pair affects other elves around them.

Wizards use magic in combating the elven pests, later in binding them, and perhaps at other junctures.
[info]kokuryuujoou wrote:
Jun. 14th, 2005 09:29 pm (UTC)
<<
I'd be inclined to disagree that "A wizard did it" fits Occam's razor. The most powerful part of my theory, is it doesn't require anyone to have conciously acted to create house elves: the domestication of house elves falls out as a natural consequence of individual people (human and elf) going about their individual daily business.
>>
Well, I had kind of been making a joke, but I've always had an issue with Occam's Razor, and the fact that what seems most likely is subjective. Some people can use Occam's Razor, and justify the existence of God, and some use it to deny the existence of God.
(Anonymous) wrote:
Jun. 16th, 2005 08:11 pm (UTC)
Just a point of clarification, as I pass through:

"I am perfectly willing to pull explanations of human behavior from our biological past. Our behavior is determined by these forces, but our behavior is strongly shaped by such."

I suspect that you meant to say that human behavior is not determined by biological forces ("determined" in the sense of being completely pre-programmed), but that it is still shaped by them. Yes? (It seemed as though you left out a negative in the first part of the contrast.)

Mind you, I understand what you're saying; I just wanted to make sure that it was clear to others.

p@,
Glenn
[info]sedesdraconis wrote:
Jun. 16th, 2005 11:08 pm (UTC)
As always, thank you Glenn. It is truly annoying that comments cannot be edited.
[info]leni_jess wrote:
Jun. 18th, 2005 04:56 am (UTC)
This revised version of the post I read, oh, quite some time ago, is interesting.

For a couple of years I've been playing in a WIP (very long, but probably never to see the light of LJ, unless HBP doesn't upset any of my plans) with the notion of unattached house-elves as both wild (ie breeding in the wild, but with a desire to attach themselves to a house and its family, if that can be a healthy, happy bond), outcast (ie discarded by their human masters, like Winky and Dobby), and possibly even escaped (ie successfully runaway). I entertain the thesis that some wizards may be willing to enter into a relationship with them that's different from master-slave, even if there's still a power/authority heirarchy. I agree that the attachment 'instinct' was probably not part of the original elf make-up, but has been bred in, consciously or not. Ordinarily, absent magic, that would take one hell of a long time.

I doubt wizards' ability to create something so complex as a house-elf. Only a mad creator would endow his creation with the unmanageable powers that house-elves have, even if they're conditioned to use them only in a service situation. Only a truly mad society would allow his creation to breed and become a viable population. Unless house-elves are a lot more observant of humans and self-aware and duplicitous than we are led to believe by the books, and managed to keep under the radar until they were ineradicable.
[info]sedesdraconis wrote:
Jun. 18th, 2005 08:29 am (UTC)
I agree that it seems highly doubtful the wizards would have/could have created the elves from scratch.

I agree that the attachment 'instinct' was probably not part of the original elf make-up, but has been bred in, consciously or not. Ordinarily, absent magic, that would take one hell of a long time.

That would take a long time. But my argument is that the attachment instinct _was_ part of the original elf make-up, that it has merely been twisted, not invented. That, not nearly so long.

I'm afraid I don't know what a WIP is.
[info]leni_jess wrote:
Jun. 18th, 2005 06:29 pm (UTC)
I don't know what a WIP is - lucky you, neither to have read nor to be writing one!

WIP = work in progress (not just a fandom term, it's used in all sorts of working contexts). In my case it's a novel-length fiction started before OotP came out and still not finished. I'm not touching it until I see how badly it would be affected by HBP. None of it is posted, partly as a courtesy to potential readers (unfinished and abandoned WIPs are the curse of fandom), mostly because I want to have the whole thing right before I put any of it out.

Sorry to have not made myself clear enough speaking of attachment. You seem to be saying that as wild creatures elves were highly territorial nesters, and that wizards managed to twist that to their own use. I wasn't talking about the natural territorial instinct, but rather to the twisted version that wizards imposed, hence my quote marks.

My personal image of this kind of society - you instance wolves and Florida scrub jays - is the fairy wren, a tiny, gregarious, bold, beautiful and apparently frivolous Australian bird with many subspecies. It amuses me to think of elves behaving like a colony of wrens! ((For picture see http://www2.abc.net.au/science/birds/asp/query.asp?Action=Smaller&value=14&id=92)